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OPEN-SOURCE THINKING REVOLUTIONIZES PROSTHETIC
LIMBS -- Wounded in Iraq, a Marine veteran helps
spearhead the open-source movement for
innovative arm and hand prostheses.

Open-source collaboration has
extended from software development to the design and prototyping of
such useful objects as a prosthetic hand. Here a prosthesis called
the Trautman hook has become the focal point of an online discussion
intended to improve and update it. (photo: The Open Prosthetics
Project) |
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http://www.sciam.com
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Scientific American Magazine
Open-Source Thinking Revolutionizes Prosthetic
Limbs
A community of engineers, designers and
innovators is collaborating online to make better prosthetic hands and
arms for amputees. One of the lead engineers lost his own arm in Iraq
By Sam Boykin
Before Jonathan Kuniholm, a marine reservist, was shipped off to the war
in Iraq, he and three friends formed a research and development firm they
called Tackle Design. The four men had worked together in an industrial
engineering class at North Carolina State University (N.C.S.U.), and,
filled with youthful enthusiasm, they hoped their fledgling company could
survive on jobs that were interesting and beneficial rather than simply
moneymaking. They worked with inventors—making prototypes for a plastic
lock to keep shoestrings tied and a fishing lure with an embedded LED—as
well as with medical engineers from their alma mater, who were developing
tools for minimally invasive robotic surgery.
Then, before business had a chance to get off the ground, Kuniholm was
deployed. A few months later, on New Year’s Day 2005, he and about 35
other marines were ambushed near the Hadithah Dam along the Euphrates
River northwest of Baghdad. His platoon had been looking for insurgents
who had fired at a Swift boat patrolling around the dam a few hours
earlier. As the marines closed in on the suspected hotspot, an IED—improvised
explosive device—hidden in a can of olive oil exploded. Shrapnel ripped
through the platoon, and Kuniholm was blasted off his feet. Moments later,
when he came to his senses, he discovered his M16 rifle had been blown in
half and his right arm was nearly severed just below the elbow. Caught in
a raging firefight, Kuniholm pulled himself out of harm’s way. His fellow
marines called for air evacuation, and soon surgeons at a hospital near
Baghdad were amputating his ravaged arm.
After
returning to North Carolina, Kuniholm underwent multiple surgeries at the
Duke University Medical Center. Then, following his convalescence, he
visited Walter Reed Army Medical Center in Washington, D.C., where doctors
outfitted him with two kinds of artificial replacement for his hand and
lower arm. One was a conventional split-hook device, essentially two hooks
aligned with each other, which the user can spread apart or close up via a
harness and cable system activated by the shoulder or arm. The second was
a more advanced “myoelectric” prosthesis, which picks up nerve signals
produced by the slightest muscle tension and translates the signals into
movement. Flexing the upper arm muscle causes the pincers of a prosthetic
“hand” to grip; relaxing the muscles causes the pincers to release.
The two prostheses from Walter Reed were state-of-the-art, the latest in
prosthetic design. But back in North Carolina, Kuniholm and his partners
at Tackle Design were shocked at the lack of innovation in arm and hand
prostheses. They were sure they could do better. And that is how the small
North Carolina design firm got into the prosthetics business. More,
Kuniholm and his partners have created a clearinghouse for prosthetic
designs, an online consortium they call the Open Prosthetics Project (OPP),
whose goal is to nurture useful ideas for innovations and then freely give
the designs away. The idea is to benefit not only people such as Kuniholm,
who already have the resources that come from living in a first-world
economy, but also amputees all over the world.
Innovation Stagnation
Ironically, one of the reasons a group such as
the OPP can get on the public radar at all is the high human cost of the
wars in Iraq and Afghanistan. Because of tremendous advances in emergency
medicine, as well as the use of such armor as Kevlar vests, the fighting
has resulted in a far lower fatality rate among injured soldiers than it
has in past wars. That’s the good news. The bad news is that many veterans
whose wounds would have killed them in the past come home today with
grievous injuries.
Still, in absolute terms, the number of upper-limb amputees is small, and
the prosthetics market is hard to crack. As Kuniholm and his partners did
their research about the prosthetics industry, it became evident that the
main reason for the lack of innovation was a lack of financial incentive.
According to the Amputee Coalition of America, 1.7 million Americans have
lost a limb because of illness or trauma, but relatively few of them need
a replacement arm or hand. The typical amputee is older than 50 and has
lost a leg or a foot to diabetes or some other disease. Upper-extremity
amputees—those who have lost an arm or a hand—number about 100,000 people,
or some 6 percent of the total. Fewer still are wounded veterans. As of
the end of 2007, about 700 veterans of the wars in Iraq and Afghanistan
are amputees, and of those about 150 have lost a hand or an arm (or, in
some cases, both arms).
Such a relatively small market, and the resulting narrow profit margins,
makes it unprofitable for most companies to invest in research and
development of upper-arm prostheses. “Prosthetics is one of many
underserved markets in which innovation has stagnated because the
traditional incentives are lacking,” Kuniholm says. “The people who make
innovations in this field are usually passionate users tinkering around in
their garage.”
What Kuniholm has in mind is what Eric von Hippel calls a lead user—a
person who is out in front of most other people and even other companies
with respect to an important market trend. A lead user also expects to
reap great profits or benefits from the trend. According to von Hippel, a
professor and head of the Innovation and Entrepreneurship Group at the
M.I.T. Sloan School of Management, lead users also tend to be active
innovators. Kuniholm is betting that by incorporating the insights of lead
users into a new product, the product has a good chance to win in the
marketplace because it anticipates consumer needs.
But patenting and securing a manufacturer are costly and convoluted
processes, so most amputees who try to improve prosthetic designs never
see their ideas get past the workshop. “All that information and
innovation mostly just disappear into the ether,” Kuniholm adds.
The Web site
www.openprosthetics.org , which is part of an organization called the
Shared Design Alliance, invites prosthesis users, engineers and anyone
else with an interest to join a discussion entitled “Pimp My Arm.” (The
name is a takeoff on the MTV show Pimp My Ride, which features auto
mechanics who fix up and customize old clunkers.) Participants can
contribute time, hunches and imagination about how to improve the devices.
All the ideas are “open source”—that is, nothing is proprietary, and any
idea is understood to be freely shared.
A Simple Solution
Kuniholm’s chief personal contribution to the OPP
is the ongoing development and improvement of the Trautman hook.
Introduced in 1925, the device is classified as a “voluntary opening”
prosthesis, meaning its pincers are held closed with internal rubber
bands. If the user wants to open the hook, he moves or shrugs his
shoulder, which engages a harness and cable system. If that sounds
relatively crude and basic, it is. Like most other hooks on the market,
the Trautman design has changed very little since it was first introduced.
“Many prosthetics manufacturers are subject to the same one-size-fits-most
economics as mass-market consumer goods,” Kuniholm says. But in
prosthetics, he adds, “each person’s needs and capabilities are unique.”
Although hooks may not be aesthetically pleasing and are decidedly low
tech, they are generally more functional and durable and certainly less
expensive than myoelectric devices (hooks cost between $600 and $2,200, on
average, whereas myoelectric hands start around $6,000). Moreover, the
Trautman hook is unique in having a so-called back lock: like the ice
tongs once used for carrying blocks of ice, which convert the weight of
the block into the force that grips both its sides, the pincers of the
hook lock or squeeze harder on an object as the user pulls back on the
hook with greater force. Another advantage is that the pincers of the
Trautman hook have serrated teeth that interlock, making its grip even
stronger.
“There are many options for prosthetic devices, but none with this one’s
capabilities,” says Agnes A. Curran, an upper-extremity specialist and
clinical director of the Orthotic and Prosthetic Group of America.
“Throughout my travels I meet patients all over the country who are
longtime Trautman hook users, and these guys won’t even look at a modern
device. They keep them held together with welds, baling wire and duct
tape.”
Because of its unique features and rugged design, the Trautman hook
developed a passionate following, particularly among farmers and ranchers
in the Midwest. But the manufacturer, the Paul Trautman Company, went out
of business in the 1990s, and within a short time after the company’s
demise, only a limited number were still available on the aftermarket.
When Kenneth M. Heide, a prosthetist in Fargo, N.D., who has many patients
loyal to the Trautman hook, heard about the OPP, he saw it as the perfect
opportunity to get the unique device back on the market. With the blessing
of the Trautman company, Heide loaned the OPP two old Trautman devices
borrowed from his patients and two new devices from Steven Stolberg, an
instructor at Century College in White Bear, Minn., who used them in his
class. Tackle Design reverse-engineered them, creating a digital model in
a computer-aided design (CAD) program that could serve as a starting point
for making improvements.
For the first batch, Kuniholm and his partners kept it simple. All they
did was make some small changes to strengthen the used hooks where they
had broken and then been welded back together. They e-mailed the
specifications of one of the hooks to Anvil Prototype & Design in
Charlotte, N.C., which put the digital designs through a process called
rapid prototyping. Anvil transformed the digital information into the
specifications for a “3-D printer” to build an early-stage concept model
out of thousands of thin layers of powder and binder materials, adding or
“printing” them one layer at a time. Rapid prototyping makes it possible
to refine the design quickly. Rapid Tool in Boulder, Colo., then made four
test models out of a bronze-infused stainless steel powder that was also
added layer by layer, heated and fused. Tackle Design donated the new and
improved hooks to patients for a test run.
Testing, Testing
One of the test patients was L. Gus Davis, the
57-year-old president of a water treatment company in St. Peter, Minn.,
who lost his right arm in a 1972 motorcycle accident. Although Davis had
once considered getting a myoelectric arm, he thought it could never
withstand his lifestyle. “I still ride motorcycles, I run a chain saw and
I split wood by hand,” Davis says. “I’m pretty hard on [prosthetic
devices], and I don’t think the myoelectric could stand up to it. But the
Trautman hook is slick and tough. I would definitely be a potential
customer.”
With feedback from his test patients, Kuniholm is fine-tuning the design
of the next round of prototypes. He says the simplicity of the original
hook—three metal parts and two screws—makes it a promising candidate for
further customization and improvement. It could be made of a lighter
alloy, for instance, and it could probably be modified to have a stronger
grip. But the main glitch has already been fixed. For the hook to open and
close properly, one of the screws had to be loosened, and with time that
enlarged the hole and allowed the screw to wiggle free. To remedy the
problem, many longtime users drilled out the screw holes, welded metal
into them and tapped in new threads for the screws. Eventually, though,
repeated repairs put a lot of wear and tear on the hook. Two students at
N.C.S.U., Andy Richards and Richard Shoge, modified the design to correct
the problem.
Eagerly awaiting the next test batch is Curran. Many of her patients were
veterans of World War II, and most of them, elderly and accustomed to what
they had, made little demand for prosthetic innovation. But recently she
has started to see a growing number of younger patients, particularly
soldiers returning from Iraq. “I would love to see what the younger guys
think of this device and let them compare it with the more modern ones,”
she says.
In addition to helping people here in the U.S., a cheap and simple device
such as the Trautman hook would be invaluable in developing countries,
where war, poor health care and manual labor are common. In such areas the
population of upper-limb amputees is growing at an alarming rate, and a
prosthesis can be crucial for returning to gainful employment. Yet a
severe lack of funds prevents most amputees from receiving a simple, cheap
and durable prosthesis. “We have to think outside the U.S.,” Curran says.
“We need to look at places like Saudi Arabia, India, China, Sierra Leone,
Bangladesh and elsewhere in the world where, unfortunately, some of the
amputations are punitive.”
It’s the Economy, Stupid
The key to getting the hooks into the hands of
the people who need them is finding a distributor that is willing to
market the hooks internationally. But that has proved to be more easily
said than done.
“When I was going around to different companies asking if they’d be
willing to help out, they all asked the same question,” Curran says. “‘How
many will I sell in a year?’ If there’s not a lot of potential profit,
they’re just not that interested.” And with plenty of options already
available, what point is there in trying to come up with another device,
particularly in a market so fraught with financial obstacles?
To Kuniholm, that is the counsel of despair. You might just as well say
that everything that needs to be invented already has been. To be sure,
there are plenty of prosthetic devices available that do different things
well. “But,” he notes, “there’s still nothing on the market that’s an
acceptable substitute for a hand.”
William J. Hanson, president of Liberating Technologies, Inc. (LTI), in
Holliston, Mass., a manufacturer and distributor of upper-limb prosthetic
components, explains that his company distributed the first titanium split
hooks in the U.S. Like most prosthetics companies, though, LTI shifted its
focus away from hooks and on to more modern mechanical and myoelectric
devices. “Now just a handful of well-established companies supply most of
the market with body-powered hook devices,” Hanson says.
Hosmer Dorrance Corporation is one of those companies. Based in Campbell,
Calif., Hosmer is one of the leading manufacturers of upper- and
lower-extremity prostheses. Karl Hovland, the company’s president, recalls
that over the years many inquires have come in about the Trautman hook. It
has always remained on the back burner, he adds, because it never promised
a big enough return to make the investment: “We would certainly consider
it, but the numbers have to add up.” Making such an investment even more
risky is that Medicare recently consolidated its reimbursement billing
system for “orthotic and prosthetic” services. The result has been smaller
reimbursements for several kinds of functional hooks. “There’s just no
incentive if the reimbursement is less than what we have to charge for
them,” Hovland says. “We want to do everything we can for the patient, but
we are a business for profit.”
And therein lies the rub. Kuniholm’s vision of “substituting public good
for profits” keeps running up against bottom-line roadblocks.
Nevertheless, Kuniholm, who is pursuing a Ph.D. in biomedical engineering
at Duke University, continues to search for manufacturing, marketing and
distribution channels for the Trautman hook. He hopes to find a company
that will donate e-commerce and payment and order management services—or
better yet, a company already developing prosthetic devices that is
willing to take on the OPP designs.
“The reality,” he notes, “is that there’s no traditional economic
incentive to do work and make improvements on prosthetics. That doesn’t
mean that nobody cares, but most people don’t have the money or know-how
to magnify whatever efforts or improvements they make. I think we can
generate far more societal benefit if we give away information than if we
commercialized and sold the ideas. Our goal is to create a way to share
these efforts and improvements with anyone who needs them.”
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