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RESEARCHERS STUDY POSSIBILITY OF FACING COMBAT
WITHOUT STRESS -- Yale doctors have been
exploring what
makes some soldiers who endure trauma resilient
enough
to deal with stress without debilitating
symptoms.

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Facing Combat Without Stress?
Researchers Examine Most Resilient Soldiers
By LISA CHEDEKEL
Courant Staff Writer
No one's trying to engineer the perfect
soldier.
Yet.
But if a network of researchers that includes clinicians at the veterans
hospital in West Haven continues down the track they've set out on,
troops heading off to war could someday be inoculated against combat
stress.
"Are there ways to emotionally inoculate people? It's a new area of
research," said Dr. Steven Southwick, deputy director of the Clinical
Neurosciences Division of the National Center for PTSD, an arm of the
Department of Veterans Affairs that is housed at the West Haven campus.
"We do know there are factors that make some people resilient. There are
genetic components to it, but there's a huge learning component. People
can train themselves to be more resilient."
Nearly a decade ago, Southwick and his colleagues began studying the
chemical and psychosocial factors that make some trauma survivors more
resilient than others. Through extensive studies of Vietnam POWs and
other trauma survivors, and U.S. special forces and Navy SEALs, the
researchers have identified a dozen behavioral traits - and two
stress-related hormones - that appear to buffer the effects of
psychological trauma.
The findings could have implications for future training, screening and
even medication of troops preparing for combat.
The Sept. 11 attacks and the wars in Iraq and Afghanistan have given the
research efforts momentum and relevance. The military has embraced
resilience as its new watchword as it works to preserve troop strength
and stem the growing mental health toll of combat.
"This is of great interest to us," said Army Col. Elspeth Ritchie,
psychiatry consultant to the Army surgeon general and a leading expert
on military mental health. "Our soldiers don't like to be thought of as
victims. They like to be, and they are, warriors. And so it's
better-speak for us to talk in the terms of enhancing resiliency,"
rather than focusing on the potentially debilitating effects of combat
stress.
Southwick and Dr. Dennis Charney, the former head of the West Haven
neurosciences division and now academic dean of the Mount Sinai School
of Medicine in New York, began studying Vietnam POWs six years ago, in
the hope of finding out why many of them had escaped depression and
post-traumatic stress disorder, despite years of solitary confinement
and torture. Through interviews and neuropsychological tests, they
identified certain personality traits that appear to fuel resilience.
They found the same qualities in civilians who had endured severe
trauma, such as abuse or medical crises.
Among the characteristics they have identified are some simple ones,
such as physical fitness, and some complex ones, such as "cognitive
flexibility" - the ability to rethink negative events and draw strength
from adversity. They also found that spirituality, optimism and having
role models and a strong moral code were keys to resilience.
Southwick said having a supportive social network - family members,
friends or fellow soldiers - is critical to rebounding from trauma.
Organized religion plays a role because it gives some people grounding
in a supportive community. Similarly, troops who train and deploy
together as cohesive units form bonds that boost emotional resilience.
In their studies of the Vietnam POWs, Southwick and Charney were struck
by the importance of the "tap code" that was used by the captives to
communicate with each another through their cell walls. It was the
prisoners' only form of social support, but it was enough to keep many
of them from falling apart.
"All of the POWs will tell you that the tap code was instrumental,"
Southwick said. "They realized they weren't isolated. They could let
each other know, `Look, we understand that nobody can withstand this
level of torture, but do your best.'"
The moral of the story was plain:
"If you're looking to be resilient," Southwick said, "you really need
other people."
Charney and Southwick, a psychiatry professor at Yale University, said
they believe most of the qualities found in resilient people can be
learned, and they see implications not only for military training but
for child-rearing and early education. Parents who think they should
shield their children from any kind of stress could be doing more damage
than good, in their view.
"The art of raising resilient kids, and then resilient adults, is
challenge and master, challenge and master," Charney said. "You don't
want to raise your kids stress-free because then they're not prepared,
they're not equipped."
The Biological Markers
Training is only one path in the research maze. Southwick, Charney and
other researchers also are chasing the biological markers of resilience
- the genes and hormones that influence how people react to stress.
Extensive studies of Army and Navy elite forces, led by Dr. Charles A.
Morgan, a Yale psychiatrist and VA researcher, found that troops who
performed well under stress had elevated levels of two hormones - a
peptide called neuropeptide Y (NPY) and the adrenal steroid
dehydroepiandrosterone (DHEA). The studies suggest the two substances
may act as anti-stress agents, opening up possibilities that they might
be effective in treating or preventing PTSD symptoms - or even measured
to predict which recruits are a good fit for combat duty and which ones
are not.
"One next step is to see whether NPY, which has been administered to
people not for this purpose in the past, helps with anxiety and fear,"
Charney said.
"It's possible someday there may be some neurochemical interventions,"
Southwick agreed. "We don't know yet. It's still new."
Also being studied is whether a class of antidepressant drugs known as
SSRIs - selective serotonin reuptake inhibitors - can help to buffer the
effects of stress. Research on animals suggests SSRIs have some
stress-protective benefits. But because the drugs must be closely
monitored for side effects, their use among troops deployed to war has
stirred concern.
Research into the genetics of resilience also is relatively new.
Researchers in 2003 identified variations of a serotonin-transporting
gene that, in one form, appears to increase the likelihood of depression
after stressful life events.
But how big a part genetics plays in resilience remains uncertain.
Another researcher at the West Haven VA, Yale psychologist Joan Kaufman,
found in a recent study of abused and neglected children that depression
levels in those with the vulnerable gene form could be moderated by
environmental factors. Children who had "positive social supports" were
less likely to suffer depression than those without such supports,
regardless of whether they had the genetic variation that predisposed
them to depression.
"With regard to resilience, you're not doomed by genetics," Southwick
summed up. "Experience and training can definitely affect the outcome."
Although some of the qualities found in resilient people, such as
optimism, might seem more ingrained than learned, Southwick and Charney
say training can change the way the brain processes frightening or
negative information, forging new synaptic connections and memory
encoding.
"Realistic optimists," as Southwick dubs those who show resilience,
"have a habitual way of explaining events to themselves. They see the
negative but don't dwell on it or over-generalize. ... So the question
becomes, could you train people to put information into a realistic
optimistic perspective?"
He says yes, pointing to the kind of counseling that is proving
successful in treating people with PTSD.
"Just like you can address cognitive distortions in people with PTSD who
might be attributing much more blame to themselves than they deserve,
you can train someone to believe optimistically ... that things will
work out," he said.
A Shift In Focus
Southwick, a Vietnam-era veteran himself, began work at the West Haven
VA in 1983, just a few years after PTSD was recognized as a clinical
diagnosis.
Early on, he said, veterans were routinely misdiagnosed with depression,
schizophrenia and other mental disorders. The VA's early work focused on
the pathology of PTSD, with the Clinical Neurosciences Division,
established in 1989, emerging as a leader in educating clinicians about
the symptoms and science of the disorder.
Then, about a decade ago, Southwick, Charney, Morgan and other
researchers quietly began shifting gears.
"It occurred to us, what if we studied people who are resistant to
trauma, who are resilient? What could we learn from them?" Charney said.
Since the national trauma of Sept. 11, researchers around the globe have
joined in that pursuit.
The military's interest in resilience has grown as the war in Iraq
grinds on, with troops being sent back to combat for multiple tours - a
deployment cycle that is testing stress tolerance in unprecedented ways.
A recent report by a team of military mental health experts found that
27 percent of troops serving repeat tours screened positive for PTSD or
other mental disorders, compared with 17 percent of those deployed for
the first time. Suicides in the war zone have climbed.
The human wear and tear is of concern to top military officials, who are
balancing manpower demands with the mental health needs of troops.
Col. Ritchie, of the surgeon general's office, said the Army's training
and counseling programs are increasingly focusing on improving soldier
resilience. Pre-deployment training emphasizes that flashbacks,
nightmares and other reactions to trauma are "normal" responses. Basic
training "has evolved over time," Ritchie said. "Even just five years
ago, it was more about how to march, and now it's much more oriented to
what it's going to be like over in the [combat] theater."
More training on how to handle trauma is planned, she said.
Some mental health experts worry that the military is pushing the notion
of resilience too far by sending some troops diagnosed with PTSD back
for additional combat tours. The practice runs counter to accepted
medical doctrine and research, which cautions that re-exposure to trauma
intensifies psychiatric problems.
But military leaders have argued that PTSD is treatable and that
soldiers who want to return to combat should be given the chance.
Recently, the Army opened a special "restoration and resilience center"
at Fort Bliss in Texas, where soldiers diagnosed with PTSD will receive
counseling and treatment aimed at helping them to recover enough to
return to combat.
To Southwick and Charney, who started their research before the war in
Iraq began, the prolonged conflict has served as a ready-made
laboratory. Southwick has been involved in research at Fort Drum, in
upstate New York, looking at brain functioning and stress reactions in
active-duty soldiers, some who have developed PTSD and some who haven't.
A few years ago, Southwick and Charney were instrumental in establishing
a partnership between Mount Sinai and the West Haven center, called the
Resilience Lab, to continue research into stress resistance.
Charney and Southwick are now collaborating on a book about resilience,
to be published next year, which will detail their research on Vietnam
POWs.
Both men say their studies of resilience have influenced their own
lives. Charney said his children complained that he got tougher on them
as he began appreciating the merits of learning to master emotional
challenges.
Southwick said his interviews with the POWs replay often in his head, at
odd times. He might be at the gym, ready to quit exercising because he
is tired, when he will remember the story of one POW who was determined
to keep up enough strength to escape.
"He realized he could exercise, even in the tiniest of cells, even under
the worst conditions," Southwick said.
"At one point, he could do 61 one-armed pushups." At another, he ran
circles in his cell for 24 hours straight.
"I think about them every day," Southwick said of the POWs he met.
"These guys, if you're honest with yourself - you can do better getting
through the challenges we all have."
Contact Lisa Chedekel at
lchedekel@courant.com.
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Larry Scott --